KPIs Advisory Group | Accounting, Corporate Tax, VAT & AML Consultants in UAE
KPIs Advisory Group
Free · PDF · 4 pages

AML/CFT Inspection Readiness Checklist

A practical 21-point checklist for UAE Designated Non-Financial Businesses and Professions: know where you stand before the inspector knocks.

  • goAML registration and the Compliance Officer
  • Enterprise-wide risk assessment, policies and procedures
  • Customer due diligence, beneficial owners and PEPs
  • Sanctions screening and freezing without delay
  • Suspicious transaction reporting, REAR and DPMSR
  • Record keeping, training and independent review

Prepared by Dr. Osama Bahaa Eldin, UAE Tax Agent, ICA-MoEc Certificate in AML/CFT · ProMax Training & Consulting

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